Comprehensive Financial Planning For Individuals & Families

93 Financial Group, LLC Privacy Policy Notice

Rev. [July, 2012]

FACTS

WHAT DOES 93 FINANCIAL GROUP, LLC DO
WITH YOUR FINANCIAL INFORMATION?

 

Why?

Financial companies choose how they share your personal information.  Federal law gives consumers the right to limit some but not all sharing.  Federal law also requires us to tell you how we collect, share, and protect your personal information.  Please read this notice carefully to understand what we do.

 

What?

The types of personal information we collect and share depends on the product or service you have with us.  This information can include:

§  Social Security number and income

§  Account balances and assets

§  Transaction history

 

How?

All financial companies need to share customers’ personal information to run their everyday business.  In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons 93 Financial Group, LLC chooses to share; and whether you can limit this sharing.

 

Reasons we can share your personal information

Does 93 Financial Group, LLC share?

Can you limit this sharing?

For our everyday business purposes –

such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus

Yes

No

For our marketing purposes –

to offer our products and services to you

Yes

No

For joint marketing with other financial companies

No

Not Applicable

For our affiliates’ everyday business purposes –

information about your transactions and experiences

No

Not Applicable

For our affiliates’ everyday business purposes –

information about your creditworthiness

No

Not Applicable

For our affiliates to market to you

No

Not Applicable

For nonaffiliates to market to you

No

Not Applicable

 

 

 

Who we are

Who is providing this notice?

93 Financial Group, LLC

 

What we do

How does 93 Financial Group, LLC protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law.  These measures include computer safeguards and secured files and building.

How does 93 Financial Group, LLC collect my personal information?

We collect your personal information, for example, when you:

§  Open an account

§  Deposit money

§  Seek advice about your investments

§  Enter into an investment advisory contract

§  Tell us about your investment or retirement portfolio or earnings

 

We also collect your personal information from other companies.

 

Definitions

Affiliates

Companies related by common ownership and control.  They can be financial and nonfinancial companies.

 

§  N/A

Nonaffiliates

Companies not related by common ownership and control.  They can be financial or nonfinancial companies.

 

§  N/A

Joint marketing

A formal agreement between nonaffiliated financial companies that together market financial products or service to you.

 

§  N/A